Mortgage Servicing and Loan Modifications: 11.2.7.5 Securities and Exchange Commission Documents
Publicly traded corporations must file periodic reports with the Securities and Exchange Commission (SEC).60 Entities that must file with the SEC also include the trusts that are frequently involved in the securitization process. Reports filed with the SEC include information about the financial viability of the company to pay a judgment. A report may reference state and federal enforcement actions involving the institution, including consent decrees setting these enforcement actions.